Regulatory Authorization and Approval Advisory
Quality advice and assistance at all stages of the authorization process, which includes preparation, filing and ongoing conduct of the application. Our Expertise and Services also include:
- Advising you on the FCA Regulated activities for which you will need permission
- Advising you on the different FCA Regulatory and competency requirements
- Assisting you in the preparation of your Regulatory Business Plan
- Assisting in the completion of the necessary forms, including ownership disclosure forms and FCA Approved Persons Forms
- Advice on corporate governance, systems and controls
- Preparation support for meetings with the FCA
- Liaising with your other advisers and with the FCA